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Legal and Procedural Compliance Relating to
Securities Laws and Insolvency Laws
- Listing of securities - equity and debt.
- Preparation of annual report incorporating the necessary
requirements of clause 49 of the listing agreement.
- Certificate relating to the quarterly Secretarial Audit for reconciliation
as required under notification issued by SEBI.
- Certificate as required for transfer-cum-demat of Shares as required
under the NSDL / CDSL Bye laws.
- Certificate as required for completion of the transfers as required
under Clause 47 of the Listing Agreement.
- Advising on all securities laws including Securities Contract Regulation
Act, Securities and Exchange Board of India Act, Take Over Regulations,
Insider Regulations etc.
- Liaison and co-ordinate with the Registrar and Share Transfer Agents,
Stock Exchange, Depositories and the Securities and Exchange Board of
India.
- To appear before Various Judicial authorities like, NCLT, ROC,
Regional Director, SEBI and SAT.
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